Design and manufacture of diffractive
optical elements
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Optical vortex phase plate application notes

Contents convert gaussian beam TEM00 to ring TEM01 in diffractive optics


In various laser applications, there is a need to convert a Gaussian laser beam into a donut-shaped energy ring. Our Optical Vortex phase plate achieves exactly that.
Typical applications include:

  • Solar coronagraphs (astronomy)
  • High-resolution microscopy
  • Optical tweezers for particle trapping & manipulation
  • Lithography
  • Quantum optics
This application note is meant to aid the user's understanding of the functionality and performance parameters of our diffractive optical vortex element.

Operation Principle:

The optical vortex phase plate is a unique optic, whose structure is composed entirely of helical or spiral phase steps, whose purpose it is to control the phase of the transmitted beam. The winding "staircase" surface structure is depicted in the Figure 1 immediately below:

Optical Vortex

Figure 1: Winding "Staircase" surface profile of diffractive vortex phase plate.

The total etching depth from the top to bottom of "staircase" is a function of the design wavelength and the substrate's optical index. Generally, this depth is of the same order of magnitude as the design wavelength.
Therefore, each vortex phase plate is wavelength specific.

If a customer wishes to use an optical vortex phase plate for a slightly shifted wavelength, we can simulate upon request what performance is expected.

Topological Charge

The topological charge, denoted in the relevant literature as m, refers to the number of 2π cycles (i.e. "staircases") that are etched around 360 degree turn of diffractive surface. In Fig.1 above, one "staircase" cycle covers entire 360° turn of surface, so m=1 for that vortex phase plate. In Fig.2 below, the surface profiles are illustrated for optical vortex phase plate with m=2, m=3 and m=4.

vortex phase plate for topological charge

Figure 2: Surface profiles for vortex phase plates with m=2, m=3 and m=4.

One main effect of a higher topological charge is an increase in the angular moment of the vortex beam by a factor of m. Another effect is to magnify the ring intensity pattern dimensions by a factor of m, as illustrated in the below simulation.

vortex ring diameter

Figure 3: Simulated "far-field" intensity images of Vortex beams with variable m value.

Design Considerations

Vortex Phase Plate

Figure 4: Typical Set-up for Vortex phase plate system.

The optical vortex requires as input a collimated Single Mode (TEM00) Gaussian input beam, which it converts to a TEM01 axially symmetric mode.
The advantage of working with a larger input beam is twofold. First, a larger beam reduces somewhat the sensitivity of the output to DOE alignment tolerances. Secondly, a larger input beam will enable achieving a smaller vortex spot, which is often a desired outcome in many applications.
The two translation stages in fig.4 above are meant to give the user precise control of elements' locations, to reduce tolerance effects. This is discussed further in the section on Tolerances.
All optics in the beam path should be of high quality, i.e. low irregularity figure, so as not to introduce wave-front errors which could degrade performance. This includes mirrors which should have high flatness specification. Here, too, a larger beam size incident on the mirror will reduce its sensitivity to localized aberrations.

It is recommended to work with the optical vortex phase plate in the waist of the laser. Nonetheless, if the beam has a small divergence angle (<1º), there should not be any noticeable effect on the output quality, but only on the exact working distance.
If, due to mechanical or other constraints, the DOE will be located at a distance from the beam waist, it is important to take this distance into consideration, along with the beam divergence, in the designing of the DOE. Otherwise, the resultant wave-front aberration can generate an interference/ripple pattern over the output beam, whose intensity will grow as a function of the DOE's distance from waist and the divergence angle.

When designing the desired output Vortex beam size, it is important to be familiar with the physical limits of the minimum spot size. The formula for the diffraction-limited spot diameter at 1/e2 follows:

spot size Formula

L: Working Distance
λ:  Wavelength
D:  Input Beam Size
M2:  M2 value of input laser beam

In this illustration below,the Vortex spot size at 1/e2, the size of the hole in center at 1/e2 and the transfer region will be express in term of diffraction-limits (DL) given by the above formula.
In the pictures, the vortex spot size is the distance between the two red lines, the hole size is the distance between the two black lines and the transfer region is the distance between the first red line and the first green line.


  • High Power Threshold
  • High Efficiency:  >90%
  • Sensitivity to X-Y displacement: 5% of the input beam, in order to keep acceptable performance.
  • Rotation insensitive: For round shape.
  • Sensitivity to working distance: smaller than 50% of the spot size in order to keep acceptable performance.

Vortex phase plate propagation:

Sensitivity to Alignment and Beam Centricity:

When one goes about designing a set-up that includes a DOE, one should take care to ensure control and stability of these system parameters.
As depicted in the typical set-up of figure 4, accurate translation stages, high quality laser beams, spatial filter and beam expander all contribute to the stability of the optical system.

The performance specifications depend on the relative displacement. Therefore, the system can be made less sensitive by expanding the input beam prior to the design. For example, for an input beam of 10mm diameter, a 5% tolerance gives 0.5mm, while for a beam diameter of 2mm, a 5% tolerance affords only 0.1mm.

Simulated Effects of Tolerances on Vortex Beam Profile

The best performance will be obtained for a well-positioned perfectly aligned part, located precisely in the plane of the nominal working distance. To illustrate the sensitivity of vortex performance to different tolerance parameters, several graphs are included here for a standard vortex phase plate (WD: 100mm, λ: 633nm).

Fig. 5: Effect of x/y axis de-centering (92um, 46um, 0um) of 8mm input beam on optical vortex phase plate

Tolerances in decentering on vortex phase plate

Fig. 6: Effect of x/y axis de-centering (92um, 46um, 0um) of 15mm input beam on optical vortex phase plate

optical vortex - Tolerances in decentering


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